Don Mathieson is a registered investment advisor, based in Nanuet, NY, with 36 years of industry experience.
Location
Nanuet, NY
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Don provides group health insurance and long-term care insurance, and receives renewals on life insurance since 2000. This activity takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2005 - Present · 20 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C.J.M. Asset Management, LLC
August 2002 - October 2005 · 3 yrs 2 mos
C. J. M. Planning CORP.Broker
February 1990 - October 2005 · 15 yrs 8 mos
State Registrations10 states
ARCACTFLHIMANJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.