TG
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Thomas Gargiulo

36 Years of Experience
St. Petersburg, FL
BrokerSells Insurance

Thomas Gargiulo is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Petersburg, FL, with 36 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2952 66th St. N, St. Petersburg, FL, 33710

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is the president of National Income Tax Accounting & Insurance Services, Inc., where he prepares taxes, provides accounting services, and sells accounting software and health insurance, dedicating full-time hours to this role. He also works as an accountant, tax preparer, QuickBooks advisor, registered representative, and insurance provider at National Tax, Accounting & Financial.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2000 - Present · 26 yrs 1 mo
Cetera Financial Specialists LLC
June 1999 - Present · 27 yrs 1 mo
Cetera Financial Specialists LLCBroker
June 1999 - Present · 27 yrs 1 mo
Previous Registrations
H.D. Vest Investment Securities, INC.Broker
January 1990 - June 1999 · 9 yrs 5 mos
State Registrations5 states
AZFLGAMAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Gargiulo - Financial Advisor | TrueAdvisor