PP
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Patricia Paz

31 Years of Experience
St. Louis, MO
Broker

Patricia Paz is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One N Jefferson Ave, St. Louis, MO, 63103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Wells Fargo Advisors
December 2022 - Present · 3 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
December 2022 - Present · 3 yrs 5 mos
Wells Fargo Advisors
July 2017 - Present · 8 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
June 2017 - Present · 8 yrs 11 mos
Wells Fargo Clearing Services, LLC
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2011 - July 2015 · 4 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - February 2010 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
May 1993 - January 2008 · 14 yrs 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1992 - January 1993 · 1 mo
Dean Witter Reynolds INC.Broker
September 1991 - December 1992 · 1 yr 3 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.