Austin Frye is a registered investment advisor at LPL Financial LLC, based in Aventura, FL, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20900 West Dixie Highway, Aventura, FL, 33180-1131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Austin operates Frye Financial Center as a DBA for LPL business and provides administrative services for retirement plans through Frye Retirement Planning, LLC, each taking minimal time. He also has several LLCs for tax/investment purposes and real estate rentals, and provides legal services, all requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investacorp, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.