Gregg Gottlieb is a CFP-designated registered investment advisor, based in Malvern, PA, with 36 years of industry experience.
Location
Malvern, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregg is involved with several entities, including Barandi Brokerage, Frito Agency, and Seneca Insurance, all related to non-variable insurance. He also dedicates a full-time amount of time to CMI Planning, LLC and Regal Wealth Advisors, about half his time to Gold Regal LLC, and minimal time to Gottlieb Family Holdings, LLC (real estate rental), and about 10-20% of his time to First Financial Resources, which is also related to non-variable insurance.
Employment History
Current Registrations
Benefit Funding Services, LLC
Benefit Funding Services, LLCBroker
Viable
Previous Registrations
World Equity Group, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Signator Investors, INC.Broker
Mcdonald & Company Securities, INC.Broker
Financial Northeastern Securities, INC.Broker
State Registrations5 states
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