VM
VM

Victoria Miller

33 Years of Experience
Latham, NY
Broker

Victoria Miller is a registered investment advisor at Cetera Investment Advisers LLC, based in Latham, NY, with 33 years of industry experience. Victoria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

19 British American Blvd East, Latham, NY, 12110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Victoria is a notary public. This activity does not involve firm clients.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Investment Services LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLC
August 2021 - September 2021 · 1 mo
LPL Financial LLCBroker
November 2008 - September 2021 · 12 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - November 2008 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
December 2000 - July 2003 · 2 yrs 7 mos
First Union Securities, INC.Broker
August 2000 - January 2001 · 5 mos
First Albany CorporationBroker
December 1996 - August 2000 · 3 yrs 8 mos
Advest, INC.Broker
October 1992 - December 1996 · 4 yrs 2 mos
State Registrations22 states
AZCACOCTDCFLGAKYMAMDMNNCNHNJNYORPASCTNTXVAVT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.