John Novak
John Novak is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dixon, IL, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
739 N Brinton Ave, Dixon, IL, 61021-1609
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2003Customer Dispute
October 2002Customer Dispute
March 1999Other Business Activities
John is a co-owner of JLN Properties LLC, a real estate business, since 2019. He also serves as treasurer for Novak, dedicating a few hours per week to each role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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