Patrick Hayes is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2400 Lakeview Parkway Suite 300, Alpharetta, GA, 30009
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2023 - Present · 3 yrs
Morgan StanleyBroker
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2017 - May 2023 · 5 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2017 - May 2023 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - June 2017 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - June 2017 · 6 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Wachovia Securities, LLC
July 2003 - May 2005 · 1 yr 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2005 · 1 yr 10 mos
Prudential Securities Incorporated
April 2003 - July 2003 · 3 mos
Prudential Securities IncorporatedBroker
October 1993 - July 2003 · 9 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1990 - October 1993 · 3 yrs 8 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.