Bradly Tharp
Bradly Tharp is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Excelsior Springs, MO, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1600 Rainbow Blvd, Excelsior Springs, MO, 64024
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2005Customer Dispute
December 2004Judgment / Lien
May 2003Judgment / Lien
December 1991Judgment / Lien
July 1990Other Business Activities
Bradly operates Family WealthCare Center, LLC as a DBA for his LPL business. This takes nearly a full-time commitment, with minimal time spent during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Mariner Financial Services, INC.Broker
Bma Financial Services, INC.Broker
Mutual of Omaha Fund Management CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.