Evan Malik is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2016 - Present · 9 yrs 8 mos
Morgan Stanley
July 2016 - Present · 9 yrs 10 mos
Morgan StanleyBroker
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
July 2014 - June 2016 · 1 yr 11 mos
Bnp Paribas Securities CORP.Broker
December 2012 - May 2014 · 1 yr 5 mos
Crt Capital Group LLCBroker
January 2012 - December 2012 · 11 mos
Mf Global INC.Broker
January 2011 - December 2011 · 11 mos
Braver Stern Securities LLCBroker
June 2008 - January 2011 · 2 yrs 7 mos
UBS Securities LLCBroker
October 2001 - May 2008 · 6 yrs 7 mos
Greenwich Capital Markets, INC.Broker
March 1997 - September 2001 · 4 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1991 - March 1997 · 5 yrs 4 mos
State Registrations45 states
ALAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.