Von Hallauer
Von Hallauer is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Phoenix, AZ, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2801 East Camelback Road, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Von owns rental real estate in Phoenix, AZ since 2017, spending minimal time on it. The property is under lease until the end of 2018.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Edward JonesBroker
State Registrations23 states
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