KW
KW

Kenneth Wachter

36 Years of Experience
Bristol, PA
2 DisclosuresBrokerSells Insurance

Kenneth Wachter is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bristol, PA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2 Canals End Road, Suite 203C, Bristol, PA, 19007

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History

Regulatory History (2)
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Judgment / Lien
May 2013
Customer Dispute
June 2012
Denied
Other Business ActivitiesSells Insurance

Kenneth works as an associate/employee for Fulton Bank and Fulton Financial Advisors, focusing on investment sales and service, taking about half of his time for each. He also serves on the Finance/Investment Committee for Resurrection Parish, dedicating minimal time, and works as an agent for Specific Solutions selling life insurance, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2012 - Present · 14 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2012 - Present · 14 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2005 - March 2012 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
July 2005 - March 2012 · 6 yrs 8 mos
Morgan Stanley
July 2002 - July 2005 · 3 yrs
Morgan Stanley Dw INC.Broker
June 1991 - July 2005 · 14 yrs 1 mo
Janney Montgomery Scott INC.Broker
September 1990 - June 1991 · 9 mos
Vanderbilt Securities, INC.Broker
July 1990 - November 1993 · 3 yrs 4 mos
Mlb Investments, LTD.Broker
January 1990 - August 1990 · 7 mos
State Registrations16 states
AZCOCTDEFLILKSMDMENCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.