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Kenneth Wachter

Raymond James Financial Services Advisors, INC
36 Years of Experience
Bristol, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Kenneth Wachter is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bristol, PA, with 36 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Canals End Road, Suite 203C, Bristol, PA, 19007

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2013
Customer Dispute
June 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth works as an associate/employee for Fulton Bank and Fulton Financial Advisors, focusing on investment sales and service, taking about half of his time for each. He also serves on the Finance/Investment Committee for Resurrection Parish, dedicating minimal time, and works as an agent for Specific Solutions selling life insurance, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2012 - Present · 14 yrs 7 mos
Raymond James Financial Services, INC.Broker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2005 - March 2012 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
July 2005 - March 2012 · 6 yrs 8 mos
Morgan Stanley
July 2002 - July 2005 · 3 yrs
Morgan Stanley Dw INC.Broker
June 1991 - July 2005 · 14 yrs 1 mo
Janney Montgomery Scott INC.Broker
September 1990 - June 1991 · 9 mos
Vanderbilt Securities, INC.Broker
July 1990 - November 1993 · 3 yrs 4 mos
Mlb Investments, LTD.Broker
January 1990 - August 1990 · 7 mos
State Registrations16 states
AZCOCTDEFLILKSMDMENCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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