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Daniel Stieff

Wedbush Securities INC.
36 Years of Experience
Pasadena, CA
3 DisclosuresBroker
View SEC Summary
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Daniel Stieff is a registered investment advisor at Wedbush Securities INC., based in Pasadena, CA, with 36 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 S. Lake Ave Penthouse, Pasadena, CA, 91101

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2015
Customer Dispute
May 2006
Settled
Customer Dispute
March 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel owns multiple real estate rental properties, spending minimal time managing them. He is also the president of Daniel Stieff, Inc., a corporation for tax purposes and holding real estate, and president of Pacific Financial West, a DBA for Wedbush Securities business, taking nearly full-time.

Employment History
Current Registrations
Wedbush Securities INC.Broker
December 2015 - Present · 10 yrs 10 mos
Wedbush Securities INC.
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
December 2008 - December 2015 · 7 yrs
LPL Financial LLC
December 2008 - December 2015 · 7 yrs
Financial West Group
December 2000 - December 2008 · 8 yrs
Financial West GroupBroker
March 1998 - December 2008 · 10 yrs 9 mos
Investacorp, INC.Broker
February 1996 - March 1998 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1990 - March 1996 · 6 yrs 2 mos
State Registrations29 states
AZCACODCHIIDILINKSKYMDMNMONCNENJNMNVNYOHORPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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