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Alane Downes

36 Years of Experience
Falmouth, ME
1 DisclosureBrokerSells Insurance

Alane Downes is a registered investment advisor at MML Investors Services, LLC, based in Falmouth, ME, with 36 years of industry experience. Alane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

75 Leighton Road, Bldg 3, Falmouth, ME, 04105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Settled
Other Business ActivitiesSells Insurance

Alane is an insurance broker since 2014, selling individual and group life and health insurance, long-term care insurance, fixed annuities, and life insurance, dedicating minimal time to this. Alane also co-owns rental property and works as a photographer.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Baystate Wealth Management
August 2015 - February 2018 · 2 yrs 6 mos
Msi Financial Services, INC.
May 2006 - March 2017 · 10 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1990 - July 2007 · 17 yrs 2 mos
Msi Financial Services, INC.Broker
April 1990 - March 2017 · 26 yrs 11 mos
Ur Financial, INC.Broker
March 1990 - April 1990 · 1 mo
Aetna Life Insurance and Annuity CompanyBroker
January 1990 - March 1990 · 2 mos
State Registrations13 states
AZCOFLGAMAMDMENCNHNJNYORRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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