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Ronald Kapraun

Cetera Investment Advisers LLC
36 Years of Experience
Schaumburg, IL
2 DisclosuresBroker
View SEC Summary
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Ronald Kapraun is a registered investment advisor at Cetera Investment Advisers LLC, based in Schaumburg, IL, with 36 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1515 E Woodfield Rd Suite 100, Schaumburg, IL, 60173

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History

Regulatory History (2)
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Customer Dispute
August 2013
Withdrawn
Employment Separation After Allegations
March 1994
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ronald is a partner in Kapraun Family Farm, LLC, attending yearly meetings. He is also a co-owner of Martingale Investment Group, LLC and owner of Kapraun and Bjorklund Wealth Advisors LLC, both financial services businesses, dedicating about a quarter of his time to each. Ronald also owns RJK Financial Holdings, Inc for expense management, spending minimal time on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLC
November 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
November 2021 - June 2023 · 1 yr 7 mos
Raymond James & Associates, INC.
March 2008 - November 2021 · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2007 - November 2021 · 14 yrs
A. G. Edwards & Sons, INC.
August 2005 - November 2007 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
March 1994 - November 2007 · 13 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
December 1989 - April 1994 · 4 yrs 4 mos
State Registrations22 states
ARAZCACOFLGAIDILINKYMIMNMTNVNYOHOKSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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