Kirk Barth
Kirk Barth is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Honolulu, HI, with 36 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
1163 S. Beretania Street, Honolulu, HI, 96814
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Regulatory History (1)
Customer Dispute
June 2013Other Business ActivitiesSells Insurance
Kirk is a notary public, a board member of a homeowners association, and the owner of Smart Assets of Hawaii and Special Needs Hawaii, which provide financial planning solutions and insurance/securities services. He is also the President of New Sea, Inc., through which he sells life insurance, disability, long-term care, and fixed annuities, dedicating about 10-20% of his time to each of these investment-related activities.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metlife Securities INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
New England Securities Corporation
New England SecuritiesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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- Alan Nishimoto, CFPOsaic Wealth, INC.