Andrea Montalvo is a registered investment advisor, based in Houston, TX, with 31 years of industry experience.
Location
Houston, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrea is the executor for her father's estate since 2019, which is investment-related. This takes about 10-20% of her time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Raymond James Financial Services, INC.
February 2024 - Present · 2 yrs 3 mos
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - January 2020 · 16 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - January 2020 · 16 yrs 6 mos
Prudential Securities Incorporated
September 1993 - July 2003 · 9 yrs 10 mos
Prudential Securities IncorporatedBroker
February 1993 - July 2003 · 10 yrs 5 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.