James Thompson
James Thompson is a registered investment advisor at Wells Fargo Advisors, based in Boston, MA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
326 Commercial Street, Suite A, Boston, MA, 02109
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Customer Dispute
May 2007Other Business Activities
James owns commercial rental property in Boston, MA since 2013, dedicating minimal time to it. He also owns Wells Fargo Financial Network since 2004, spending about a quarter of his time on it.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gruntal & CO., L.L.C.Broker
Lehman Brothers INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.