Elliott Peigen
Elliott Peigen is a registered investment advisor at Infinity Financial Services Advisory, based in Ooltewah, TN, with 36 years of industry experience. Elliott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 657 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Infinity Financial Services Advisory charges a fee for portfolio management based on the value of your portfolio, though the exact percentage rates are not specified in the available text.
Location
Ooltewah, TN
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2014Other Business ActivitiesSells Insurance
Elliott has been an independent insurance agent since 1990, selling fixed annuities and life insurance. This activity requires minimal time.
Employment History
Current Registrations
Infinity Financial Services Advisory
Infinity Financial ServicesBroker
Previous Registrations
Infinity Financial Services
Investors Capital Advisory
Investors Capital CORP.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Jefferson Pilot Securities CorporationBroker
First Tennessee Brokerage, INC.Broker
A. G. Edwards & Sons, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Chubb Securities CorporationBroker
Planned Investments INC.Broker
Anchor National Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Corey Madding, CFPEdward Jones
- Shane Neal, CFPStonex Advisors INC.
- Robert Glasgow, CFP, ChFCProvidence Squared LLC
- Joshua Luff, CFAClp Asset Management, LLC
- Celeste Friend, CFPVoya Financial Advisors, INC.