LK
LK
Loren Kertz
32 Years of Experience
Corte Madera, CA
1 DisclosureBroker
Loren Kertz is a registered investment advisor at Charles Schwab & CO., INC., based in Corte Madera, CA, with 32 years of industry experience. Loren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1704 Redwood Highway, Corte Madera, CA, 94925
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003Closed-No Action
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 1997 - Present · 29 yrs 3 mos
Charles Schwab & CO., INC.Broker
January 1997 - Present · 29 yrs 9 mos
Previous Registrations
Wells Fargo Securities INC.Broker
November 1993 - July 1996 · 2 yrs 8 mos
Marketing One Securities, INC.Broker
June 1993 - November 1993 · 5 mos
Wells Fargo Securities INC.Broker
October 1992 - May 1993 · 7 mos
Franklin Distributors, INC.Broker
October 1990 - November 1990 · 1 mo
State Registrations25 states
AZCACOCTDCFLGAHIILMAMDMIMNMONCNJNVNYORPASCTNTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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