Kathleen Dougherty-Klein
Kathleen Dougherty-Klein is a CFP-designated registered investment advisor at Focus Partners Wealth, LLC, based in Milwaukee, WI, with 25 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 14 more. Their firm serves 62,466 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Focus Partners charges an annual fee based on a percentage of your portfolio value, generally up to 1.25%, with a minimum annual fee of $5,000. Fees are typically billed quarterly in advance and vary depending on the amount of assets managed, the scope of services, and the specific relationship history. In addition to the main management fee, certain specialized strategies carry additional charges: the Options Income Overlay and Index Income Overlay strategies charge an annual fee of 0.75% on the notional value target, and the TrendWise strategy charges an additional 0.25% per year over the standard management rate.
Location
11270 W. Parker Place, Suite 900, Milwaukee, WI, 53224
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kathleen serves as a board of director for Leave A Legacy, a non-profit group, since 2001. She dedicates minimal time to advocating, promoting objectives, and educating on charitable giving.
Employment History
Current Registrations
Focus Partners Wealth, LLC
Previous Registrations
Northcoast Asset Management LLC
Kovitz Investment Group Partners, LLC
Strategic Wealth Partners
Ppcm, INC.
Marietta Investment Partners, LLC
Strong Capital Management INC
State Registrations1 state
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