Kevin Dougherty
Kevin Dougherty is a registered investment advisor at Osaic Wealth, INC., based in Jericho, NY, with 28 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
380 North Broadway, Suite 206, Jericho, NY, 11753
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin works as an insurance broker, dedicating minimal time to sales and service of fixed insurance products. He also works nearly full-time as a financial consultant for Lighthouse Financial Network LLC, advising clients on investments and insurance products.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Signator Financial Services, INC.
Symetra Investment Services, INC.
Signator Financial Services, INC.Broker
Ifmg Securities, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Quick & Reilly, INC.Broker
Quick & Reilly, INC.
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Dime Securities, INC.Broker
Essex National Securities, INC.Broker
Euro Brokers, a Division of Maxcor Financial INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.