Douglas Daniels
Douglas Daniels is a registered investment advisor at Cetera Investment Advisers LLC, based in Riverton, UT, with 34 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2522 W 12600 S, Riverton, UT, 84065
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas sells fixed insurance products including life, disability, annuities, and long-term care as an insurance agent, dedicating a few hours per week. He also provides operational and brokerage support to clients through Peak Financial Network Solutions (full-time), sells Medicare health insurance as an owner (a few hours per week), and operates Unified Financial Planning as a DBA for financial services (full-time).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
LPL Financial LLC
LPL Financial LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Fidelity Brokerage Services LLCBroker
State Registrations4 states
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