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David Eppley

Commonwealth Financial Network
36 Years of Experience
Wexford, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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David Eppley is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Wexford, PA, with 36 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5000 Brooktree Road, Suite 101, Wexford, PA, 15090-9262

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Settled
Customer Dispute
August 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David sells fixed insurance products from the branch location. He is also a member of Nexus Financial Network, LLC, an entity created to market securities business.

Employment History
Current Registrations
Commonwealth Financial Network
March 2003 - Present · 23 yrs 7 mos
Commonwealth Financial NetworkBroker
December 1999 - Present · 26 yrs 10 mos
Previous Registrations
Nexus Financial Network, LLC
January 2001 - December 2003 · 2 yrs 11 mos
American Express Service CorporationBroker
May 1992 - December 1994 · 2 yrs 7 mos
American Express Financial Advisors INC.Broker
January 1990 - February 2000 · 10 yrs 1 mo
Ids Life Insurance CompanyBroker
January 1990 - February 2000 · 10 yrs 1 mo
State Registrations11 states
COFLGAINLAOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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