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Michael Woll

36 Years of Experience
Worthington, MN
1 DisclosureBroker

Michael Woll is a registered investment advisor at LPL Financial LLC, based in Worthington, MN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

201 9th Street, Worthington, MN, 56187

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Settled
Other Business Activities

Michael is a notary in Minnesota and co-owner of rental real estate, dedicating minimal time and a few hours per week, respectively. He also operates Mike Woll Investment Office as a DBA for LPL business, which is nearly full-time work.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 1 yr 11 mos
LPL Financial LLC
June 2024 - Present · 1 yr 11 mos
LPL Financial LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLC
June 2024 - June 2024 · 0 mos
Momentum Independent Network INC.
May 2020 - June 2024 · 4 yrs 1 mo
Momentum Independent Network INC.Broker
January 2001 - June 2024 · 23 yrs 5 mos
Sws Financial ServicesBroker
August 1996 - January 2001 · 4 yrs 5 mos
Investment Centers of America, INC.Broker
April 1992 - August 1996 · 4 yrs 4 mos
Kingland Capital CorporationBroker
January 1990 - May 1992 · 2 yrs 4 mos
State Registrations34 states
ARAZCACODCFLGAHIIAILINLAMAMIMNMOMTNCNDNENJNMNVNYOHOKPASDTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.