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JR
CFP
JR
CFP

John Rogers

Wells Fargo Advisors
35 Years of Experience
Kingwood, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

John Rogers is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Kingwood, TX, with 35 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2940 Oak Street Suite 214, [Office of Convenience], Kingwood, TX, 77339

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns 100% of Rogers Wealth Management Group LLC, an investment-related business. He spends about a quarter of his time on this activity, with no time spent during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2009 - July 2024 · 15 yrs 4 mos
Wells Fargo Advisors
March 2009 - July 2024 · 15 yrs 4 mos
Banc of America Investment Services, INC.
May 2003 - March 2009 · 5 yrs 10 mos
Banc of America Investment Services, INC.Broker
May 2003 - March 2009 · 5 yrs 10 mos
Compass Brokerage, INC.
September 2002 - May 2003 · 8 mos
Compass Brokerage, INC.Broker
February 2002 - May 2003 · 1 yr 3 mos
Morgan Stanley Dw INC.Broker
January 2000 - February 2002 · 2 yrs 1 mo
Compass Brokerage, INC.Broker
June 1998 - January 2000 · 1 yr 7 mos
Key Investments INC.Broker
January 1998 - May 1998 · 4 mos
Wells Fargo Securities INC.Broker
August 1996 - January 1998 · 1 yr 5 mos
First Interstate Investments,inc.Broker
October 1995 - August 1996 · 10 mos
Essex National Securities, INC.Broker
September 1995 - November 1995 · 2 mos
United Financial Markets, INC.Broker
January 1995 - May 1995 · 4 mos
Touchstone Securities, INC.Broker
June 1994 - December 1994 · 6 mos
Swbc Investment CompanyBroker
July 1993 - May 1994 · 10 mos
Cigna Securities, INC.Broker
May 1992 - May 1993 · 1 yr
Financial Network Investment CorporationBroker
September 1990 - April 1992 · 1 yr 7 mos
The Stuart-James Company, IncorporatedBroker
January 1990 - September 1990 · 8 mos
State Registrations7 states
ARCAFLIDORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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