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Mark Zigman

Commonwealth Financial Network
27 Years of Experience
Great Neck, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Zigman is a registered investment advisor at Commonwealth Financial Network, based in Great Neck, NY, with 27 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2913 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 Cuttermill Road, Suite 302, Great Neck, NY, 11021

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 1991
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark sells fixed insurance products, dedicating about 10% of his time. He is also an Operations Manager at Granite Retirement Services and a Retirement Benefits Specialist at Rampart Benefit Planning, Inc., dedicating minimal and about 10-20% of his time respectively.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
October 2017 - Present · 9 yrs
Commonwealth Financial Network
October 2017 - Present · 9 yrs
Commonwealth Financial Network
October 2017 - Present · 9 yrs
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
September 2010 - October 2017 · 7 yrs 1 mo
National Planning CorporationBroker
May 2008 - October 2017 · 9 yrs 5 mos
Glenn Michael Financial, INC.Broker
October 1999 - January 2000 · 3 mos
F.S.G. Financial Services Group, INC.Broker
August 1991 - October 1999 · 8 yrs 2 mos
First Choice Securities CORP.Broker
April 1990 - July 1991 · 1 yr 3 mos
Wellshire Securities, INC.Broker
March 1990 - May 1990 · 2 mos
State Registrations5 states
CAFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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