MN
MN
Mark Nixon
36 Years of Experience
The Woodlands, TX
1 DisclosureBroker
Mark Nixon is a registered investment advisor at Raymond James & Associates, INC., based in The Woodlands, TX, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1780 Hughes Landng Blvd., Suite 375, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2010Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 1998 - February 2013 · 15 yrs 1 mo
Morgan Keegan & Company, INC.Broker
January 1998 - February 2013 · 15 yrs 1 mo
Principal Financial Securities,inc.Broker
September 1990 - February 1998 · 7 yrs 5 mos
F.N. Wolf & CO., INC.Broker
January 1990 - August 1990 · 7 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.