Mark Conway is a registered investment advisor, based in New York, NY, with 36 years of industry experience.
Location
540 Madison Ave., 9th Floor, New York, NY, 10022
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Regulatory History (1)
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Customer Dispute
February 2010Settled
Employment History
Current Registrations
Snowden Account Services LLC
May 2022 - Present · 4 yrs 2 mos
Snowden Capital Advisors LLC
May 2022 - Present · 4 yrs 2 mos
Snowden Account Services LLCBroker
May 2022 - Present · 4 yrs 2 mos
Previous Registrations
Fieldpoint Private Securities LLC
September 2012 - May 2022 · 9 yrs 8 mos
Fieldpoint Private Securities, LLCBroker
September 2012 - May 2022 · 9 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1990 - July 1993 · 3 yrs 6 mos
State Registrations20 states
AKCACTFLGAIAINMAMDMEMIMNNCNJNYOHPASCTXVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.