SF
SF

Sean Fenton

25 Years of Experience
Boynton Beach, FL
3 DisclosuresBroker

Sean Fenton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boynton Beach, FL, with 25 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1260 S Federal Hwy, Ste 201, Boynton Beach, FL, 33435

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2011
Criminal
April 1988
Final Disposition
Criminal
June 1985
Final Disposition
Other Business Activities

Sean co-owns multiple businesses, some investment-related and some not. He spends a few hours per week on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Hennion & Walsh Asset Management, INC.
September 2016 - August 2018 · 1 yr 11 mos
Hennion & Walsh, INC.Broker
December 2013 - August 2018 · 4 yrs 8 mos
Pmk Securities & Research, INC.Broker
August 2011 - December 2013 · 2 yrs 4 mos
Edward JonesBroker
July 2000 - September 2011 · 11 yrs 2 mos
State Registrations18 states
CACOCTDCFLGAINMAMEMINCNJNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.