SF
SF

Sean Fenton

26 Years of Experience
Boynton Beach, FL
3 DisclosuresBroker

Sean Fenton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boynton Beach, FL, with 26 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1260 S Federal Hwy, Ste 201, Boynton Beach, FL, 33435

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2011
Criminal
April 1988
Final Disposition
Criminal
June 1985
Final Disposition
Other Business Activities

Sean co-owns multiple businesses, some investment-related and some not. He spends a few hours per week on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Hennion & Walsh Asset Management, INC.
September 2016 - August 2018 · 1 yr 11 mos
Hennion & Walsh, INC.Broker
December 2013 - August 2018 · 4 yrs 8 mos
Pmk Securities & Research, INC.Broker
August 2011 - December 2013 · 2 yrs 4 mos
Edward JonesBroker
July 2000 - September 2011 · 11 yrs 2 mos
State Registrations18 states
CACOCTDCFLGAINMAMEMINCNJNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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