SF
SF

Steven Ford

35 Years of Experience
Indianapolis, IN
1 DisclosureBrokerSells Insurance

Steven Ford is a registered investment advisor at Cetera Investment Advisers LLC, based in Indianapolis, IN, with 35 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9201 Rockville Rd, Indianapolis, IN, 46234

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History

Regulatory History (1)
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Judgment / Lien
July 2019
Other Business ActivitiesSells Insurance

Steven is an advisor for CWM/Carson Group Partners, Wealthcare Partners LTD, and FFI Investments, Inc., all providing financial services. He also sells fixed insurance products and works as a CPA providing tax and estate planning, and owns multiple rental properties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLC
June 2019 - Present · 7 yrs 1 mo
Cwm, LLC
June 2019 - Present · 7 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2019 - June 2023 · 4 yrs
Cadaret Grant & CO INC
November 2005 - June 2019 · 13 yrs 7 mos
Cadaret, Grant & CO., INC.Broker
July 2000 - June 2019 · 18 yrs 11 mos
Mutual Service CorporationBroker
June 2000 - July 2000 · 1 mo
Mutual Service CorporationBroker
February 2000 - June 2000 · 4 mos
H.D. Vest Investment Securities, INC.Broker
August 1990 - February 2000 · 9 yrs 6 mos
State Registrations18 states
ALCACOFLGAILINMNMONCNYOHOKSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Ford - Financial Advisor | TrueAdvisor