James Lloyd
James Lloyd is a registered investment advisor at Qp Wealth Management, LLC, based in Boca Raton, FL, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 121 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.90% |
Fees negotiable for accounts over $10,000,001. QP Wealth Management does not bill the base fee for Alternative Investments, but instead charges a 1% investment due diligence fee upon receipt of executed subscription documents and an ongoing investment management fee of 1.00% of the most recent valuation provided by the fund as of the last day of the previous month. The Alternative Investments are counted in the portfolio value for break points in the base fee. The Firm will recommend an adviser share class and will charge the client 0.25% to advise on 529 accounts.
Fee Estimator
Location
2700 Military Trail, Suite 240, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2016Customer Dispute
March 2012Customer Dispute
January 2000Other Business Activities
James is the CEO of QP Wealth Management, a Registered Investment Advisor (RIA), since May 2019. He dedicates nearly full-time hours to investment advice and client financial planning.
Employment History
Current Registrations
Qp Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Fleet Enterprises, INC.Broker
Sun Investment Services CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.