KH
KH

Keith Hearns

35 Years of Experience
New Lenox, IL
Broker

Keith Hearns is a registered investment advisor at Cetera Investment Advisers LLC, based in New Lenox, IL, with 35 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

600 East Lincoln Highway, Suite A, New Lenox, IL, 60451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Keith is a partner at James E Hearns and Associates, LLC, providing accounting, bookkeeping, and tax services, dedicating nearly full-time hours. He is also a partner in Wilson Hearns Farm Partnership, involved in cattle and grain farming, spending about 10-20% of his time. Keith also works as a financial professional for James E Hearns & Associates, LLC, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
September 2016 - May 2021 · 4 yrs 8 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Advisory Services
September 2010 - September 2016 · 6 yrs
Vsr Financial Services, INC.Broker
January 1991 - September 2016 · 25 yrs 8 mos
Terra Securities CorporationBroker
March 1990 - November 1990 · 8 mos
State Registrations9 states
FLILINMINCOKTNWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.