TK
TK
Timothy Kelley
35 Years of Experience
Winter Park, FL
1 DisclosureBroker
Timothy Kelley is a registered investment advisor at Raymond James & Associates, INC., based in Winter Park, FL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
631 W Morse Blvd, Suite 125, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2019Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
October 2009 - February 2013 · 3 yrs 4 mos
Morgan Keegan & Company, INC.Broker
October 2009 - February 2013 · 3 yrs 4 mos
Uvest Financial Services Group, INC.
May 2007 - October 2009 · 2 yrs 5 mos
Colonial Asset Management INC
May 2007 - October 2009 · 2 yrs 5 mos
Colonial Brokerage, INC.Broker
April 2007 - October 2009 · 2 yrs 6 mos
Suntrust Investment Services, INC.
March 2003 - March 2007 · 4 yrs
Suntrust Investment Services, INC.Broker
February 1996 - March 2007 · 11 yrs 1 mo
Sunpoint Securities, INC.Broker
August 1991 - February 1995 · 3 yrs 6 mos
American Express Financial Advisors INC.Broker
January 1990 - August 1991 · 1 yr 7 mos
Ids Life Insurance CompanyBroker
January 1990 - August 1991 · 1 yr 7 mos
State Registrations17 states
CACOCTDCFLGAILMAMDNCNJNVOHPATNVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.