DP
DP

Darrin Plys

35 Years of Experience
Cleveland, OH
Broker

Darrin Plys is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cleveland, OH, with 35 years of industry experience. Darrin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

22901 Millcreek Blvd, Ste 375, Cleveland, OH, 44122

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Darrin has business ownership interests in an entity at Millcreek Blvd since 2002. He spends a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1999 - Present · 26 yrs 8 mos
Ameriprise Financial Services, LLC
July 1990 - Present · 35 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 1990 - Present · 35 yrs 10 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1990 - July 2006 · 16 yrs
State Registrations16 states
AZCACODEFLIDINMIMNNCNYOHSCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darrin Plys - Financial Advisor | TrueAdvisor