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Thomas Muscenti

36 Years of Experience
Mentor, OH
BrokerSells Insurance

Thomas Muscenti is a registered investment advisor at LPL Financial LLC, based in Mentor, OH, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

8373 Mentor Ave, Mentor, OH, 44060

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas owns commercial real estate rental properties and is the President of The Corning Group, an insurance agency, dedicating nearly full-time hours to sales and administration. He also spends minimal time at Corning Wellness LLC, a wellness center.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
August 2009 - February 2018 · 8 yrs 6 mos
Invest Financial CorporationBroker
October 2008 - February 2018 · 9 yrs 4 mos
Questar Capital Corporation
August 2004 - August 2004 · 0 mos
Questar Capital CorporationBroker
January 2003 - October 2008 · 5 yrs 9 mos
Proequities, INC.Broker
February 1990 - December 2002 · 12 yrs 10 mos
State Registrations2 states
FLOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.