SH
SH

Stephen Hanvey

32 Years of Experience
Austin, TX
Broker

Stephen Hanvey is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Austin, TX, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

5000 Plaza on the Lake, Suite 175, Austin, TX, 78746

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Stephen is an owner of Hanvey Financial, a support company. He spends about 10-20% of his time on this business, both during and outside of trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 1996 - Present · 30 yrs 2 mos
Previous Registrations
Raymond James Financial Services
November 2007 - January 2009 · 1 yr 2 mos
Hanvey Financial
July 1997 - December 2007 · 10 yrs 5 mos
Smith Barney INC.Broker
December 1993 - January 1996 · 2 yrs 1 mo
State Registrations32 states
ARAZCACOCTDCFLGAILINKSKYLAMDMIMNMONCNENJNMNVNYOHOKORPATNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.