Stephen Rodewald
Stephen Rodewald is a registered investment advisor at LPL Financial LLC, based in Lees Summit, MO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1741 NE Douglas St Ste 100, Lees Summit, MO, 64086
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells non-variable insurance since 2021. He also operates under two DBAs for his LPL business: LifeGoals Strategies Group (since 2021, full-time) and RX Wealth Solutions (since 2024, about a quarter of his time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Arvest Asset ManagementBroker
Arvest Asset Management
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Commerce Brokerage Services, INC
Commerce Brokerage Services, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.