RK
RK

Roger Kinder

35 Years of Experience
Yakima, WA
1 DisclosureBroker

Roger Kinder is a registered investment advisor at Ameriprise Financial Services, LLC, based in Yakima, WA, with 35 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1101 Summitview Ave, Yakima, WA, 98902-3024

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History

Regulatory History (1)
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Customer Dispute
March 1999
Denied
Other Business Activities

Roger owns real estate, including land and the building where his Ameriprise office is located. He also manages his financial planning practice through Kinder and Associates LLC, dedicating about a quarter of his time to it, and serves as a Stewardship Board Member for Kinder, spending a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2000 - Present · 26 yrs
Ameriprise Financial Services, LLC
May 2000 - Present · 26 yrs
Ameriprise Financial Services, LLCBroker
May 2000 - Present · 26 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
May 2000 - July 2006 · 6 yrs 2 mos
Wm Financial Services, INC.Broker
February 1999 - May 2000 · 1 yr 3 mos
Ba Investment Services, INC.Broker
July 1998 - December 1998 · 5 mos
Seafirst Investment Services, INC.Broker
August 1995 - July 1998 · 2 yrs 11 mos
Essex National Securities, INC.Broker
February 1994 - August 1995 · 1 yr 6 mos
Pruco Securities CorporationBroker
February 1990 - January 1994 · 3 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
February 1990 - December 1993 · 3 yrs 10 mos
State Registrations15 states
AKAZCACOFLIDMSNCNMNVOHORVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.