JC
JC

Joan Carr

36 Years of Experience
West Des Moines, IA
Broker

Joan Carr is a registered investment advisor at Wells Fargo Advisors, based in West Des Moines, IA, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5745 Raccoon River Dr, Suite 100, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joan has partial ownership of farmland rental property since April 2023, requiring minimal time. She also serves as an executor for her brother's estate since August 2022, dedicating a few hours per week.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2023 · 12 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2011 - June 2023 · 12 yrs 5 mos
Wells Fargo Investments, LLC
April 2002 - January 2011 · 8 yrs 9 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
January 1990 - December 2000 · 10 yrs 11 mos
State Registrations35 states
AKAZCACOFLGAIAIDILINKSMAMDMIMNMOMSMTNCNENHNJNVNYOHORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joan Carr - Financial Advisor | TrueAdvisor