RH
RH
Randall Houghton
36 Years of Experience
Temecula, CA
Broker
Randall Houghton is a registered investment advisor at Cetera Investment Advisers LLC, based in Temecula, CA, with 36 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Temecula, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
April 2019 - May 2021 · 2 yrs 1 mo
Summit Brokerage Services, INC.Broker
October 2015 - September 2019 · 3 yrs 11 mos
J.P. Turner & Company, L.L.C.Broker
March 2002 - December 2015 · 13 yrs 9 mos
Global Capital Securities CorporationBroker
January 1993 - March 2002 · 9 yrs 2 mos
Kober Financial CORP.Broker
July 1992 - January 1993 · 6 mos
J. W. Gant & Associates, INC.Broker
February 1990 - July 1992 · 2 yrs 5 mos
State Registrations11 states
AZCACOFLIDMANJNYTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.