Dean Roger St. Marie

CFP

24 Years of Experience

1 DisclosureSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth

The Fiduciary Alliance

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

40 advisors

Number of Clients

6,662 clients

Average Client Portfolio

$288K average

Assets Under Management

$1.9B

Fee Structure

Location

100 Elks Club Road, Brevard, NC, 28712

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2009

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dean is an independent licensed insurance agent selling life insurance, long-term care, and fixed annuities, dedicating about 10-20% of his time. He also serves on the board of SAFE Womens Domestic Violence Services and is a board member for the Friend of Ecusta Trail Rail Trail Project, and owns a rental property.