Dean Marie
Dean Marie is a CFP-designated registered investment advisor at The Fiduciary Alliance, based in Brevard, NC, with 24 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 8,964 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiduciary Alliance charges a percentage of the value of your portfolio, up to 2.00% per year. This fee is negotiable. The fee is calculated and paid quarterly, in advance. In addition, for certain alternative investments, Fiduciary Alliance may receive up to 25% of the profits above a certain return threshold. All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $150,000 minimum of assets under management.
Location
100 Elks Club Road, Brevard, NC, 28712
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Regulatory History (1)
Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Dean is an independent licensed insurance agent selling life insurance, long-term care, and fixed annuities, dedicating about 10-20% of his time. He also serves on the board of SAFE Womens Domestic Violence Services and is a board member for the Friend of Ecusta Trail Rail Trail Project, and owns a rental property.
Employment History
Current Registrations
The Fiduciary Alliance
Previous Registrations
Bison Wealth, LLC
Carolina Financial Securities, LLCBroker
St. Marie Financial Advisors, LLC
Independent Financial Partners
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
Cfg Wealth Management, LLC
Carolina Financial Securities, LLCBroker
Intersecurities, INC.
Intersecurities, INC.Broker
Carolina Financial Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.