Victoria Plum
Victoria Plum is a registered investment advisor at Independent Financial Group, LLC, based in Carlsbad, CA, with 15 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2035 Corte Del Nogal, Ste. 150, Carlsbad, CA, 92011
Get directionsHistory
Regulatory History (1)
Judgment / Lien
May 2009Other Business ActivitiesSells Insurance
Victoria is a registered admin at Wealth Management Group, used for marketing purposes, dedicating full-time hours. She is also a non-producing insurance agent offering various insurance products and owns Victoria Plum, LLC for tax/investment purposes, dedicating minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
Monarch Bay Securities, LLCBroker
Independent Financial Group, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.