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Roger Ratliff

35 Years of Experience
Garden City, KS
Broker

Roger Ratliff is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Garden City, KS, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1521 E. Fulton Terrace, Garden City, KS, 67846

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Roger owns Ratliff Financial LLC, renting office space and acting as a support company owner. These activities require minimal time commitment.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Raymond James Financial Services Advisors, INC
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Cetera Advisors LLCBroker
January 2014 - December 2019 · 5 yrs 11 mos
Cetera Advisors LLC
January 2014 - December 2019 · 5 yrs 11 mos
Edward Jones
January 2007 - January 2014 · 7 yrs
Edward JonesBroker
May 1993 - January 2014 · 20 yrs 8 mos
American Brokerage Services, INC.Broker
April 1991 - June 1993 · 2 yrs 2 mos
First American National Securities, INC.Broker
April 1990 - April 1991 · 1 yr
State Registrations18 states
ARAZCACOFLIAKSMONDNENMOKPASDTXVAWAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Roger Ratliff - Financial Advisor | TrueAdvisor