DP
CFP
DP
CFP
David Petty
35 Years of Experience
Montgomery, AL
1 DisclosureBroker
David Petty is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Montgomery, AL, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
7460 Halcyon Pointe Drive, Suite #101, Montgomery, AL, 36117
Get directionsHistory
Regulatory History (1)
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Regulatory
November 1995Final
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
November 2002 - February 2013 · 10 yrs 3 mos
Morgan Keegan & Company, INC.Broker
April 2001 - February 2013 · 11 yrs 10 mos
Regions Investment Company, INC.Broker
April 1994 - April 2001 · 7 yrs
American Express Financial Advisors INC.Broker
September 1990 - February 1994 · 3 yrs 5 mos
Ids Life Insurance CompanyBroker
September 1990 - February 1994 · 3 yrs 5 mos
The Stuart-James Company, IncorporatedBroker
March 1990 - July 1990 · 4 mos
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.