Stuart Leyton is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
900 Walt Whitman Rd Suite 310, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stuart is involved in several business activities, including Wexford Financial Strategies (DBA for LPL business), real estate rental through SEL Property Holdings LLC (about 10-20% of their time), tax preparation/accounting/CPA services through L-C ADVISORY SERVICES CO., INC (taking about a third of Stuart's time), and practicing law through FL LAW OFFICE OF STUART E. LEYTON, PLLC (minimal time) and Law Offices of Stuart E Leyton PC (about a quarter of their time). Stuart also has several entities for tax and investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Hd Vest Investment ServicesBroker
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.