Andrew Quinn
Andrew Quinn is a registered investment advisor at LPL Financial LLC, based in Somerset, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Slade'S Ferry Ave, Somerset, MA, 02726
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2020Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Andrew sells fixed insurance products, life insurance, and fixed annuities with Savings Bank Life Insurance Co (SBLI), and sells insurance and LTC through the Smith Companies Ltd., Capitas Financial, dedicating about 10-20% of his time to these activities. He also acts as a relationship manager and/or business development officer for Rockland Trust's Trust/Wealth Management Group, spending about a quarter of his time on this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.