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Robert Traina
34 Years of Experience
Bonita Springs, FL
3 DisclosuresBroker
Robert Traina is a registered investment advisor at Fifth Third Securities, INC., based in Bonita Springs, FL, with 34 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
8800 West Terry Street, Bonita Springs, FL, 34135
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006Settled
Customer Dispute
May 1998Settled
Customer Dispute
September 1996Settled
Employment History
Current Registrations
Fifth Third Securities, INC.
June 2021 - Present · 5 yrs 4 mos
Fifth Third Securities, INC.Broker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
CUNA Brokerage Services, INC.
October 2013 - June 2021 · 7 yrs 8 mos
CUNA Brokerage Services, INC.Broker
July 2013 - June 2021 · 7 yrs 11 mos
CUNA Brokerage Services, INC.
July 2013 - August 2013 · 1 mo
Wells Fargo Advisors, LLC
June 2010 - July 2013 · 3 yrs 1 mo
Wells Fargo Advisors, LLCBroker
June 2010 - July 2013 · 3 yrs 1 mo
Hsbc Securities (USA) INC.
June 2007 - May 2010 · 2 yrs 11 mos
Hsbc Securities (USA) INC.Broker
January 2005 - May 2010 · 5 yrs 4 mos
Hsbc Brokerage (USA) INC.Broker
February 2004 - January 2005 · 11 mos
Citicorp Investment ServicesBroker
June 1999 - January 2004 · 4 yrs 7 mos
Gilford Securities IncorporatedBroker
March 1998 - April 1999 · 1 yr 1 mo
Whale Securities CO., L.P.Broker
June 1992 - March 1998 · 5 yrs 9 mos
State Registrations19 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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