Mark Poulin is a registered investment advisor at Morgan Stanley, based in Columbus, OH, with 28 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4449 Easton Way, Suite 300, Columbus, OH, 43219
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Regulatory History (2)
Customer Dispute
November 2023Customer Dispute
April 1994Other Business Activities
Mark is a part owner in a winery, Calistoga Cellars, but is only an investor and does not participate in the wine production or distribution. Mark also provides consulting services to financial advisors and the financial services industry on practice management, leadership, and team development.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Transamerica Capital, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Directed Services, INC.Broker
Directed Services, INC.Broker
Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
The Ohio CompanyBroker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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