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August Charles Miele

Santander Securities
31 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning
Santander Securities
Compensation
Fee-Only (AUM)
Firm Size
158 advisors
Number of Clients
10,401 clients
Average Client Portfolio
$245K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee

Location

250 Lexington Avenue, New York, NY, 10016

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2022
Denied
Customer Dispute
October 2015
Closed-No Action
Customer Dispute
May 2013
Denied
Customer Dispute
June 1997
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

August is a landlord for a rental property since May 2024. This investment-related activity requires minimal time.

Employment History
Current Registrations
Santander Securities
April 2013 - Present · 12 yrs 10 mos
Santander Securities LLCBroker
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
National Asset Management, INC.
April 2009 - December 2011 · 2 yrs 8 mos
National Securities CorporationBroker
April 2009 - December 2011 · 2 yrs 8 mos
Chase Investment Services CORP.
November 2008 - January 2009 · 2 mos
Chase Investment Services CORP.Broker
August 2008 - January 2009 · 5 mos
Pointe Capital, INC.Broker
March 2006 - August 2008 · 2 yrs 5 mos
Salomon Grey Financial CorporationBroker
March 2004 - February 2006 · 1 yr 11 mos
Salomon Grey Financial CorporationBroker
October 2001 - March 2003 · 1 yr 5 mos
Joseph Gunnar & CO. LLCBroker
January 2000 - October 2001 · 1 yr 9 mos
J.W. Barclay & CO., INC.Broker
June 1997 - January 2000 · 2 yrs 7 mos
M.S. Farrell & Company, INC.Broker
April 1997 - June 1997 · 2 mos
The Boston GroupBroker
May 1996 - April 1997 · 11 mos
Barington Capital Group, L.P.Broker
July 1994 - July 1997 · 3 yrs
Lew Lieberbaum & CO., INC.Broker
August 1993 - August 1994 · 1 yr
Barington Capital Group, L.P.Broker
June 1993 - August 1993 · 2 mos
Allied Capital, INC.Broker
March 1993 - June 1993 · 3 mos
Advanced Equity Group, INC.Broker
February 1993 - March 1993 · 1 mo
Gkn Securities CORP.Broker
November 1991 - September 1992 · 10 mos
State Registrations17 states
AZCACTFLGAMAMDMINCNHNJNYPATNTXVAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.